James Warner Named Top 1% at LPL Financial

James A. Warner, lead wealth advisor and principal at Warner Wealth in Madison and Shelton, Connecticut, was recently awarded with inclusion in LPL Financial’s Summit Club Program* for 2025. This distinction recognizes only the top 225 out of 28,000 advisors, celebrating a select group of advisors who have achieved excellence in financial guidance. This recognition of his and his firm’s achievements puts him in the top 1% of LPL Financial Advisors.

Warner, who, prior to becoming a financial advisor, was a successful entrepreneur launching a publishing company when he was just 18 years old. The publishing company grew, becoming Connecticut’s second largest community newspaper company before Warner sold the business in 2008.

Warner joined and then took over the family financial firm, which was founded in 1983. Warner Wealth now serves clients in numerous states, providing comprehensive wealth management services, including investment management, retirement planning, tax planning, charitable giving, estate planning, and beyond.

“This recognition from LPL as part of the Summit Club is an incredible honor,” Warner says. “It reflects the hard work, dedication, and commitment of our entire team to providing exceptional service and guidance to our clients. We are truly grateful for the trust our clients place in us and remain committed to helping them pursue their financial goals.”

“On behalf of the entire team at LPL, I am thrilled to congratulate James Warner on his outstanding achievements in 2024,” said Julian Lopez, LPL’s Executive Vice President of Independent Advisor Services Client Success. “James has elevated his business across Connecticut and beyond. His professional guidance has been crucial in empowering his clients to transform their financial dreams into tangible outcomes.”

Warner is affiliated with LPL Financial, a leading wealth management firm. Through LPL, financial advisors are empowered to focus on their unique skills in building relationships and delivering personalized financial advice, while leaning on LPL to provide the services, support, and tools to help increase operational efficiency and power business growth.

About LPL Financial

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports more than 28,000 financial advisors and the wealth management practices of approximately 1,200 financial institutions, servicing and custodying approximately $1.7 trillion in brokerage and advisory assets on behalf of 6 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools, and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visitSecurities and advisory services offered through LPL Financial (LPL), a registered investment adviser and broker-dealer, member FINRA/SIPC.

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Throughout this communication, the terms “financial advisors” and “advisors” are used to refer to registered representatives and/or investment adviser representatives affiliated with LPL Financial.

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*Achievement is based on annual production among LPL-affiliated investment programs only.